Financial Compliance

Covers a wide range of topics from the foundations of compliance and the legitimacy and regulatory compliance theories to the hard and soft laws in various jurisdictions
Chapters are contributed by a distinguished group of practitioners and professors from Europe, Australia and the United States
Provides the milestones needed by compliance officers, regulators and practitioners

Autorentext

Maria Krambia-Kapardis is an Associate Professor of Accounting at the Cyprus University of Technology, with a specialization in Forensic Accounting. For a number of years she was a university academic in Australia and has been a Visiting Scholar at Cambridge University, UK; Girona University, Spain; Victoria University, Melbourne, Australia, and has also taught at the Open University of Cyprus. In addition, she has been the Cyprus Local Research Correspondent on Corruption for the European Commission's DG Home Affairs. She was the founder and first Chair of Transparency International-Cyprus (2010-2017) as well as the founder and first president of the Economic Crime and Forensic Accounting Committee of the Institute of Certified Public Accountants of Cyprus (2010-2014). Krambia-Kapardis is a Fellow Member of the Chartered Accountants of Australia and New Zealand and is a Certified Fraud Examiner. Her research focuses on forensic accounting, anti-corruption,fraud detection and prevention; compliance and ethics in business. She is author, co-author or editor of six books and has authored or co-authored a significant number of journal articles and book chapters internationally.

Inhalt
Chapter 1. Understanding Compliance with Laws and Regulations: A Mechanism-Based Approach; Anthony Bottoms.- Chapter 2. Legitimacy and Regulatory Compliance; Justice Tankebe.- Chapter 3. The Uncertain Professional Status of Compliance; James A. Fanto.- Chapter 4. Compliance: From Soft Law to Hard LawA view from France; Maria Lancri.- Chapter 5. Living with the new General Data Protection Regulation (GDPR); Mark Foulsham.- Chapter 6. Risk Based Financial Regulation, and Compliance Officer Liability; Stuart Bazley.- Chapter 7. Whistleblowing: The Neglected Facilitator of Compliance; Eva Tsahuridu.- Chapter 8. The Skillset of an Effective Compliance Officer; Maria Krambia-Kapardis.- Chapter 9. Disentangling the Expectation Gap for Compliance Officers; Maria Krambia-Kapardis; Salomi Demetriou and Ioanna Stylianou.