Practical Guide to Banking Compliance

Compliance in the banking industry is a non-negotiable imperative. It leaves no chance of survival for a financial institution that ignores its principles and rules. Unwisely considered as a burden by the operational staff due to the requirements of formalism and conformity, the compliance control function plays an undeniable role in the optimization of the performance and the perpetuation of any banking institution. Nowadays, the financial services offered by banking institutions cannot be dissociated from compliance requirements, which in turn cannot be ignored by banking professionals as a whole or by the beneficiaries of these services. The various points addressed in this book will provide readers in general and banking professionals in particular with a basis for dealing with various practical issues related to banking compliance and further illuminate their knowledge of this ever-evolving field.

Autorentext

Laureato e ricercatore in Giurisprudenza, studente in DES (Master II) e candidato assistente presso la Facoltà di Giurisprudenza dell'Università di Kinshasa; formatore in LCB/FT, ex responsabile della conformità presso ACCESSBANK DRC, VISIONFUND DRC e attualmente responsabile della conformità, del controllo interno permanente e della gestione dei rischi presso la MFI PROCFIN S.A.